Advisor profile


What you can expect when you work with me

The right financial advice can help prepare you for whatever life brings — both the expected and the unexpected.

When you work with me, you receive:
  • 1:1 financial advice based on your goals and needs.
  • Personalized recommendations for a diversified portfolio, and solutions to help protect you from uncertainty.
  • Regular meetings to review your goals, progress and investments.
  • Anytime access to your investments and digital tools to help you stay on track.

Ready to learn more? Getting started is as easy as meeting for a complimentary initial consultation whenever it’s convenient for you.

Get started
35
Years of Experience
This number may include years as a financial advisor, and/or experience as a registered representative.

Areas of focus

  • Saving for Education
  • Family Finances
  • Investments
  • Sustainable and Responsible Investing
  • Wealth Preservation Strategies

Qualifications

  • FINRA Series 7, 9, 10, 66, 87 and 24

Education

  • Bachelor of Arts in Economics and Finance, University of Puget Sound, 1981

Professional associations

  • Board of Directors, Solid State Cooling, Inc.
  • Board of Directors, Asignio

Previous experience

  • Executive Vice President, Business Growth Officer, E.K. Riley Investments, LLC, October 2010 – December 2014 (4 years 3 months) Seattle, Wa
  • Senior Vice President, Branch Manager and Financial Consultant, D.A. Davidson & Co., July 1998 – September 2010 (12 years 1 months) Seattle, Wa
  • Vice President, Investment Executive, Piper Jaffray, July 1989 – September 1998 (9 years 3 months) Bellevue, Wa

Community participation

Support Eastside Academy who provides education to troubled youth

Interests

I am interested in the theories and application of orbital mechanics. I enjoy golfing and college football. I am a dedicated Seahawk and Husky fan. Spending time with my family is my greatest joy.