Advisor profile


Personalized financial and investment strategies

 Let me help you build and preserve your wealth with a personalized investment strategy. With my experience providing ongoing financial advice and asset management strategies, I can help you formulate an approach to help strengthen your portfolio’s potential, meet your financial goals and suit your risk tolerance. My goal is to prepare your portfolio to help meet all market conditions, and regularly review and adapt your strategy as your life changes. Using our exclusive Confident Retirement® approach, we’ll work together to help you feel more confident, connected, and in control of your financial life. Want to learn more? I’m happy to meet for a complimentary initial consultation whenever it’s convenient for you. Request a consultation

Areas of focus

  • Investments
  • Retirement Planning Strategies
  • Wealth Preservation Strategies
  • Tax Planning Strategies
36
Years of Experience
This number may include years as a financial advisor, and/or experience as a registered representative.

Qualifications

  • Series 7: General Securities Represntative
  • Series 63: Uniform Securities Agent
  • Series 65: Uniform Investment Adviser
  • Series 3: National Commodity Futures
  • CA Insurance License for life, accident, health, and variable contracts

Education

  • Northern Illinois University, B.S. in Business Management

Interests

  • I have lived in Cardiff-by-the-Sea for the last 15 years

with my wife Diana, our daughter Sarah, our golden retriever

Kody, and our cat Harper.

  • I enjoy exercise, golf, and gardening.

Community participation

  • I like to participate in community "fix it" projects to help our community save money on maintenance and add value to our collective properties.
  • National Day of Service

Awards & recognition

  • Ameriprise Circle of Success, 2013
  • Ameriprise Circle of Success, 2014

Previous experience

  • Financial Advisor, Citigroup Global Markets, Inc., 2002-2009, Carlsbad, CA
  • Financial Advsor, Morgan Stanley DW Inc., 1986-2002, San Diego, CA