Advisor profile


What you can expect when you work with me

 My purpose is to help you feel confident, connected and in control of your financial life. The right financial advice can help prepare you for whatever life brings – both the expected and the unexpected.

When you work with me, you receive:
  • 1:1 financial advice based on your goals and needs.
  • Personalized recommendations for a diversified portfolio, and solutions to help protect you from uncertainty.
  • Regular meetings to review your goals, progress and investments.
  • Anytime access to your investments and digital tools to help you stay on track.
Ready to learn more? Getting started is as easy as meeting for a complimentary initial consultation whenever it’s convenient for you. Request a consultation

Areas of focus

  • Sustainable and Responsible Investing
  • Wealth Preservation Strategies
  • Retirement Income Strategies
  • Social Security Retirement Benefits
  • Insurance
  • Estate Planning Strategies
  • Business Retirement Plans
40
Years of Experience
This number may include years as a financial advisor, and/or experience as a registered representative.

Qualifications

  • CFA® Chartered Financial Analyst®
  • SIE - Securities Industry Essentials Examination
  • Series 3 - National Commodities Futures Examination
  • Series 7 - General Securities Representative Examination
  • Series 63 – Uniform Securities Agent State Law Examination
  • Series 65 – Uniform Investment Adviser Law Examination

Education

  • MBA University of Houston 1995
  • BS Engineering Purdue 1977

Interests

Volunteer at Bay Area Turning Point

Community participation

I volunteer at Bay Area Turning Point to help families in our community. BATP is a non-profit community based social service agency providing services to individuals impacted by family violence or domestic abuse. BATP was incorporated in November 1991 and began providing direct services, solely by volunteers. In 1992, its debt-free shelter opened on May 15, 1996. The Crisis Intervention Services and Administrative Offices building opened in March 2000.

Awards & recognition

  • Ameriprise Client Experience Award, 2020

Professional associations

  • Houston Society of Financial Advisors

Previous experience

  • Advisor, RBC Capital Markets, LLC - Houston, TX, 2009 - 2019
  • Advisor, UBS Financial Services Inc. - Houston, TX, 2000 - 2009
  • Advisor, Dain Rauscher Inc. - Houston, TX, 1998 - 2000
  • Advisor, Rauscher Pierce Refsnes, Inc. - Houston, TX, 1995 - 1998
  • Advisor, Dean Witter Reynolds Inc. - Houston, TX, 1990 - 1995