Honored to receive industry recognition
I’m pleased to announce I’ve received a 2020 Five Star Wealth Manager award! This award recognizes wealth management professionals who provide excellent service to their clients.
I’m grateful for this recognition and even more grateful for the colleagues and clients who made this possible. Thank you all!
The Five Star Wealth Manager award, administered by Crescendo Business Services, LLC (dbaFive Star Professional), is based on 10 objective criteria: 1. Credentialed as a registered investmentadviser or a registered investment adviser representative; 2. Actively employed as a credentialedprofessional in the financial services industry for a minimum of five years; 3. Favorable regulatoryand complaint history review (please note unfavorable feedback may have been discovered througha check of complaints registered with a regulatory authority or complaints registered through FiveStar Professional’s consumer complaint process*); 4. Fulfilled their firm review based on internal firmstandards; 5. Accepting new clients; 6. One-year client retention rate; 7. Five-year client retentionrate; 8. Non-institutional discretionary and/or non-discretionary client assets administered; 9.Number of client households served; 10. Education and professional designations. Wealth managers do not pay a fee to be considered or awarded. Once awarded, wealth managers may opt to purchase additional profile ad space or related award promotional products. The award methodology does not evaluate the quality of services provided. The award is not indicative of the award winner’sfuture performance. *To qualify as having a favorable regulatory and complaint history for this award,the person cannot have (1) been subject to a regulatory action that resulted in a license beingsuspended or revoked, or payment of a fine, (2) had more than a total of three customer complaintsfiled against them (settled or pending) with any regulatory authority or Five Star Professional’sconsumer complaint process, (3) individually contributed to a financial settlement of a customercomplaint filed with a regulatory authority, (4) filed for bankruptcy, (5) been terminated from afinancial services firm within the past 11 years, or (6) been convicted of a felony.