Advisor profile


What you can expect when you work with me

 My purpose is to help you feel confident, connected and in control of your financial life. The right financial advice can help prepare you for whatever life brings – both the expected and the unexpected.

When you work with me, you receive:
  • 1:1 financial advice based on your goals and needs.
  • Personalized recommendations for a diversified portfolio, and solutions to help protect you from uncertainty.
  • Regular meetings to review your goals, progress and investments.
  • Anytime access to your investments and digital tools to help you stay on track.
Ready to learn more? Getting started is as easy as meeting for a complimentary initial consultation whenever it’s convenient for you. Request a consultation

Areas of focus

  • Retirement Income Strategies
  • Employee Stock Options
  • Tax Planning Strategies
  • Family Finances
  • Insurance
  • Retirement Planning Strategies
  • Investment Management
  • Saving for Education
39
Years of Experience
This number may include years as a financial advisor, and/or experience as a registered representative.

Qualifications

  • Series 7 - General Securities Representative Examination
  • Series 63 - Uniform Securities Agent State Law Examination
  • Series 65 - Uniform Investment Adviser Law Examination
  • SIE - Securities Industry Essentials Examination

Education

  • BA Economics, University of Missouri - St. Louis 1976

Interests

In my free time I enjoy spending time with my beautiful wife, Stephanie, our daughter Claire, and our son Dominic. As much as we would enjoy spending time with our other daughter, Camille, she lives and works in London with her husband, Glen.

Currently, we have 3 dogs living with us; two Italian Greyhounds and a chocolate Lab.

Professional associations

  • University of Missouri Alumni Association

Previous experience

  • Stifel, Nicolaus & Co. Inc., 2001-2011
  • Prudential Securities Inc., 1992-2001
  • PaineWebber Inc., 1987-1992
  • Dean Witter Reynolds Inc., 1983-1987