The Team

Many people think about rolling over their 401(k) funds when they change jobs or retire. Depending on your age and investment strategy, it may make financial sense to rollover some of your assets while you’re still working and contributing to a 401(k) plan.We can help you determine if a rollover fits with your overall retirement savings strategy. Using our exclusive Confident Retirement® approach, we’ll work together to identify customized financial strategies that can evolve over time. Our goal is to help our clients feel more in charge of their financial lives so that they can pursue their passions — for today and tomorrow— with confidence.

Our Advisors

Elizabeth Peggy Carlington

Elizabeth Peggy Carlington

Financial Advisor

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Designations

CRPC®

Top Areas of Focus

  • Women's Financial Strategies
  • Retirement Planning Strategies
  • Cash Flow Management Strategies

Education

Central Michigan University, Mt. Pleasant, MI, B.S., Business Administraton

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Donna S Cates

Donna S Cates

Financial Advisor

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Designations

CDFA®, CRPC®

Top Areas of Focus

  • Divorce Financial Planning
  • Women's Financial Strategies
  • Tax Planning Strategies

Education

BBA, Georgia State University

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Jason Cork

Jason Cork

Financial Advisor

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Top Areas of Focus

  • Investments
  • Retirement Planning Strategies
  • Estate Planning Strategies

Education

B.S., Commerce & Business Administration, Finance, University of Alabama

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Patrick Cummings

Patrick Cummings

Private Wealth Advisor

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Designations

CFP®, CRPC®, CLU®, ChFC®

Top Areas of Focus

  • Retirement Planning Strategies
  • Tax Planning Strategies
  • Estate Planning Strategies

Education

Finance, Auburn University 2000
CA Insurance #0E25881

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Richard Hydinger

Richard Hydinger

Financial Advisor

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Top Areas of Focus

  • Investments
  • Wealth Preservation Strategies
  • Retirement Income Strategies

Education

BA, University of Alabama

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Michael Sheehan

Michael Sheehan

Financial Advisor

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Designations

CFP®, APMA®

Top Areas of Focus

  • Sustainable and Responsible Investing
  • Insurance
  • Retirement Income Strategies

Education

BS, Political Science, The University of Vermont, Burlington, VT
AR License #5405040

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John P Williamson

John P Williamson

Financial Advisor

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Designations

CRPC®, CFS®

Top Areas of Focus

  • Investments
  • Retirement Planning Strategies
  • Estate Planning Strategies

Education

Bachelor of Science in Commerce and Business Administration, Marketing, The University of Alabama

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Jeff Waters

Jeff Waters

Financial Advisor

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Top Areas of Focus

  • Retirement Planning Strategies
  • Investments
  • Insurance

Education

BS, Accounting, Jacksonville State University, Jacksonville, AL.

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Jordan Plaster

Jordan Plaster

Private Wealth Advisor

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Designations

CRPC®, APMA®

Top Areas of Focus

  • Tax Planning Strategies
  • Wealth Preservation Strategies
  • Investment Management

Education

Bachelor of Science in Commerce and Business Administration, The University of Alabama

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Harry Shumaker

Harry Shumaker

Financial Advisor

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Designations

AWMA®, APMA®

Top Areas of Focus

  • Retirement Planning Strategies
  • Wealth Preservation Strategies
  • Investments

Education

Bachelor of Science in Commerce and Business Administration, The University of Alabama

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S Clark Scarvey Jr

S Clark Scarvey Jr

Financial Advisor

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Designations

AAMS®, JD, APMA®

Top Areas of Focus

  • Investments
  • Wealth Preservation Strategies
  • Tax Planning Strategies

Education

Doctor of Law (JD), Birmingham School of Law, Bachelor of Arts in Psychology, Florida State University

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Josh Carnes

Josh Carnes

Financial Advisor

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Designations

CFP®, CRPC®

Top Areas of Focus

  • Retirement Planning Strategies
  • Investment Management
  • Saving for Education

Education

BS in Finance, University of Alabama in Birmingham, Birmingham, Alabama

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Ray Deloteus

Ray Deloteus

Financial Advisor

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Top Areas of Focus

  • Investments
  • Retirement Plan Distribution
  • Retirement Income Strategies

Education

B.S., Accounting and Management, Birmingham Southern College 1983
CA Insurance #0G06914

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Our Staff

Deborah Eagen

Deborah Eagen

Registered Operations Leader

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Qualifications

  • Series 7
  • Series 8
  • Alabama Insurance License

Roles & Responsibilities

  • Lead the Birmingham Office Staff
  • Manage Budget and Staffing
Courtney Rowan

Courtney Rowan

Registered Client Service Associate

Dena Percer

Dena Percer

Client Service Associate

Kelly Baker

Kelly Baker

Client Service Coordinator

Jonathan Foster

Jonathan Foster

Registered Client Service Associate

Clare Michaels

Clare Michaels

Registered Client Service Associate

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Qualifications

  • Samford University
  • Series 7
  • Series 63 & 65
  • Series 9 & 10
  • Alabama Insurance License for Life, Health, & Annuities

Roles & Responsibilities

  • Assist Clients with Administrative Services
  • Schedule Appointments
  • Provide assistance with questions regarding, statements, access to the secure site at Ameriprise.com, and other items as needed.
Malin H Tate

Malin H Tate

Registered Client Service Associate