Our team strives to provide financial expertise focused on you and your goals. Together, we provide clients access to a breadth of expertise and special focus areas and offer an ongoing dedication to exceptional service.



Advisors

Leon A Roat, Private Wealth Advisor serving the San Jose, CA area - Ameriprise Advisors

Leon A Roat

CFP®

Private Wealth Advisor

CERTIFIED FINANCIAL PLANNER™ practitioner
Visit Leon A Roat's website

Team

Sannette Nel

Sannette Nel

Client Service Manager

Qualifications

  • Client Services
  • Divorce Settlement
  • Estate Settlement
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Minglei Li

Minglei Li

Paraplanner

Qualifications

  • CA Insurance # 0F06448
  • Provides the practice with a high level of expertise in following areas: Trading, Financial Planning, Insurance and Compliance
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Amy Roat

Amy Roat

Client Relationship Manager