The Team

Many people think about rolling over their 401(k) funds when they change jobs or retire. Depending on your age and investment strategy, it may make financial sense to rollover some of your assets while you’re still working and contributing to a 401(k) plan.We can help you determine if a rollover fits with your overall retirement savings strategy. Using our exclusive Confident Retirement® approach, we’ll work together to identify customized financial strategies that can evolve over time. Our goal is to help our clients feel more in charge of their financial lives so that they can pursue their passions — for today and tomorrow— with confidence.

Our Advisors

Rick Dunagan

Rick Dunagan

Financial Advisor

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Top Areas of Focus

  • Investment Management
  • Executive Compensation and Benefit Strategies
  • Retirement Planning Strategies


BS - International Trade / Economics, Texas Tech Univeristy, 1984


Our Staff

Kim Banesse, CRPC®

Registered Client Service Associate

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  • Chartered Retirement Planning Counselor®

Roles & Responsibilities

  • Kim will be responsible for assisting me with client service and transaction requests, preparing financial plans, client events and general administrative duties.