Advisor profile


My approach

  • My mission is to provide high level customized financial planning strategies and advice.
  • My clients are affluent retirees, wealth inheritors, affluent business owners, and highly compensated established professionals.
  • I provide personalized financial and investment advice while my dedicated staff supports our boutique practice with world class client service.
  • I help my clients work toward stated goals and objectives by focusing on deepening relationships and sharing what I have learned through my 24 years as a licensed investment advisor.

Areas of focus

  • Investments
  • Wealth Preservation Strategies
  • Retirement Income Strategies
  • Retirement Plan Distribution
  • Estate Planning Strategies
  • Women's Financial Strategies
  • Executive Compensation and Benefit Strategies
  • Retirement Planning Strategies
  • Charitable Giving
24
Years of Experience
This number may include years as a financial advisor, and/or experience as a registered representative.

Qualifications

  • Series 7 -General Securities Representative
  • Series 9-NYSE General Securities Sales Supervisor-Options
  • Series 10-NYSE General Securities Sales Supervisor-General
  • Series 52 - Municipal Securities Representative
  • Series 63 -Uniform Securities Agent State Law
  • Series 65 -Uniform Registered Investment Advisor Law
  • Series 31 -Futures-Managed Funds
  • Life, Accident,Heath,& HMO

Education

  • Trinity University, San Antonio, TX., Business Administration 1996

Interests

  • My hobbies and passions revolve around finance literature, physical fitness and motorsports.

Community participation

  • St. Thomas High School
  • HISD PTO – Active member and donor
  • Houstonian Hotel & Club -Resident Member

Awards & recognition

  • Five Star Wealth Manager, 2012, 2014, 2015, 2016, & 2019.
  • Ameriprise Circle of Success, 2012, 2013, 2014, 2015, 2016, 2017, 2018 & 2019
  • Ameriprise Diamond Ring , 2017