Team profile

What you can expect when you work with us

The right financial advice can help prepare you for whatever life brings — both the expected and the unexpected.

When you work with us, you receive:
  • 1:1 financial advice based on your goals and needs.
  • Personalized recommendations for a diversified portfolio, and solutions to help protect you from uncertainty.
  • Regular meetings to review your goals, progress, and investments.
  • Anytime access to your investments and digital tools to help you stay on track.

Ready to learn more? Getting started is as easy as meeting for a complimentary initial consultation whenever it’s convenient for you.

Areas of focus

  • Tax Planning Strategies
  • Investment Management
  • Retirement Planning Strategies
  • Saving for Education
  • Social Security Retirement Benefits
  • Insurance
  • Charitable Giving
  • Estate Planning Strategies
  • Sustainable and Responsible Investing
  • Executive Compensation and Benefit Strategies
  • Small Business
  • Intergenerational Planning
  • Wealth Preservation Strategies
  • Family Finances

Awards & recognition

  • Kris De La Pena, Forbes Top Next-Generation Wealth Advisors, 2019, 2021
  • Kris De La Pena, Five Star Wealth Manager, 2015, 2020, 2021, 2022, 2023, 2024
  • Kris De La Pena, Ameriprise Circle of Success, 2011-2014, 2018 -2023

Community participation

Board Member-The Thomas House Foundation; Volunteer-Feeding America; Child Sponsor-Children International; Wish Granter-The Make-A-Wish Foundation; Board member-Lifestyles HOA

Our photos

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