Team profile

What you can expect when you work with us

The right financial advice can help prepare you for whatever life brings — both the expected and the unexpected.

When you work with us, you receive:
  • 1:1 financial advice based on your goals and needs.
  • Personalized recommendations for a diversified portfolio, and solutions to help protect you from uncertainty.
  • Regular meetings to review your goals, progress, and investments.
  • Anytime access to your investments and digital tools to help you stay on track.

Ready to learn more? Getting started is as easy as meeting for a complimentary initial consultation whenever it’s convenient for you.
Get started

Areas of focus

  • Retirement Income Strategies
  • Investment Management
  • Wealth Preservation Strategies
  • Retirement Plan Distribution
  • Tax Planning Strategies
  • Employee Stock Options
  • Charitable Giving
  • Insurance
  • Social Security Retirement Benefits
  • Estate Planning Strategies

Awards & recognition

  • WisdomSource Wealth Advisory Group, Forbes Best-in-State Wealth Management Teams, 2024
  • WisdomSource Wealth Advisory Group, Forbes Best-in-State Wealth Management Teams, 2023

Community participation

Thuy is afeatured Alumni Member on the Board of Trustees for The American BeethovenSociety, and an Alumni Member of the San Jose State University Student AlumniAssociation at the Networking Success from the Executive Suite

Sarah isinvolved in organizations including Mission Valley Chorus, Chorus MemberProject Cornerstone, Steering Committee Member Santa Clara Valley Alumnae Club.

Phuong is an AlumniVolunteer Member for the Academy of Hospitality & Tourism, Oak Grove HighSchool, San Jose, CA, as well as a Parent Volunteer at the San Jose BuddhistJudo Club.

James is avolunteer for Rebuilding the Peninsula and Unity Care.

Our photos

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