Advisor profile

My approach

Heather Carroll - My approach photo

Planning for a confident retirement

I deliver personalized financial advice to help you achieve your goals, today and tomorrow, through our Confident Retirement®approach. I start with a conversation about key financial areas including covering essentials, ensuring lifestyle, preparing for the unexpected and leaving a legacy.

By identifying clear steps to take toward your goals, I can help take the uncertainty out of planning for your financial future. Working together, I can help you feel more confident, connected, and in control of your financial life.

Heather Carroll - My approach photo

Areas of focus

  • Women's Financial Strategies
  • Retirement Planning Strategies
  • Saving for Education
  • Financial Strategies for LGBTQ Couples and Families
  • Family Finances
  • Retirement Income Strategies
  • Intergenerational Planning
  • Investments
  • Retirement Plan Distribution
  • Insurance
  • Domestic Partner Planning
Years of Experience
This number may include years as a financial advisor, and/or experience as a registered representative.


  • Series 7 - General Securities Representative Examination
  • Series 66 - Uniform Combined State Law Examination
  • Life and Health Insurance


  • Masters of Business Administration, Averett University - Danville, VA
  • BS, Agricultural and Applied Economics, Focus in Financial Planning, Virginia Tech - Blacksburg, VA


  • Family and Friends
  • Dogs and Dog Sports: I currently compete in conformation, obedience, rally, and lure coursing with my Whippets
  • Photography: I bought my first camera in 2015 and haven't looked back. I enjoy photographing wildlife, nature/landscapes, and my own dogs.
  • The outdoors and hiking

Community participation

  • Pulaski County Chamber of Commerce
  • NRV Chapter of the VT Alumni Association

My office is open

I remain committed to serving clients. I am available to meet by phone or online and will continue to hold all client meetings as scheduled. The health and wellbeing of our clients is a top priority. Please take care of yourselves and those around you.