Advisor profile


My approach

I care about what’s important to you

Your financial goals are individual, and I can help you achieve them.

I take the time to understand what’s truly important to you — whether it’s saving for college, retiring the way you want, making smart investments or anything else.

The personalized financial advice I offer can help you prepare for the expected and unexpected things in life. As a result, you can feel more confident, connected and in control of your financial life.

With the right financial advice, life can be brilliant.

Areas of focus

  • Cash Flow Management Strategies
  • Wealth Preservation Strategies
  • Tax Planning Strategies
  • Charitable Giving
  • Business Retirement Plans
  • Small Business
  • Investments
  • Retirement Plan Distribution
  • Intergenerational Planning
  • Sustainable and Responsible Investing
  • Estate Planning Strategies
  • Family Finances
  • Saving for Education
  • Social Security Retirement Benefits
  • Investment Management
  • Retirement Planning Strategies
  • Insurance
  • Executive Compensation and Benefit Strategies
  • Retirement Income Strategies
28
Years of Experience
This number may include years as a financial advisor, and/or experience as a registered representative.

Qualifications

  • RFC® Registered Financial Consultant
  • FINRA Series 4 - Registered Options Principal Examination
  • FINRA Series 7 - General Securities Representative Examination
  • FINRA Series 24 - General Securities Principal Examination
  • FINRA Series 53 - Municipal Securities Principal Examination
  • FINRA Series 62 - Corporate Securities Limited Representative Examination
  • FINRA Series 63 - Uniform Securities Agent State Law Examination
  • FINRA Series 65 - Uniform Investment Adviser Law Examination
  • Insurance Licenses - Accident, Health & Life

Education

  • Bachelor of Science - Western New England University, Springfield Massachusetts
  • Notre Dame High School - Lawrenceville, New Jersey

Interests

  • Actively participating in helping my community
  • Spending time with my family and friends
  • Playing Golf
  • Boating
  • Competitive Shooting with Skeet, Trap & Steel
  • Cooking
  • Volunteer Work
  • Fishing

Community participation

Awards & recognition

  • Ameriprise Circle of Success, 2014-2015, 2017-2018
  • Five Star Wealth Manager, 2016 - 2017

Previous experience

  • Registered Principal - Sterne Agee Financial Services, Inc., member FINRA,SIPC, 2/2008-07/2013
  • President & COO - Principle Advisors, Inc., member FINRA, SIPC, 09/2004-02/2008
  • Branch Manager - Emmett A. Larkin Co., Inc., member FINRA, SIPC, 11/2001-09/2004
  • Vice President - Weatherly Securities Corp., member FINRA, SIPC, 01/1999-11/2001
  • Registered Representative - Taglich Brothers, Inc., member FINRA, SIPC, 03/1994-01/1999