Advisor profile


Personalized financial and investment strategies

 Let me help you build and preserve your wealth with a personalized investment strategy. With my experience providing ongoing financial advice and asset management strategies, I can help you formulate an approach to help strengthen your portfolio’s potential, meet your financial goals and suit your risk tolerance. My goal is to prepare your portfolio to help meet all market conditions, and regularly review and adapt your strategy as your life changes. Using our exclusive Confident Retirement® approach, we’ll work together to help you feel more confident, connected, and in control of your financial life. Want to learn more? I’m happy to meet for a complimentary initial consultation whenever it’s convenient for you. Request a consultation

Areas of focus

  • Cash Flow Management Strategies
  • Wealth Preservation Strategies
  • Tax Planning Strategies
  • Charitable Giving
  • Business Retirement Plans
  • Small Business
  • Investments
  • Retirement Plan Distribution
  • Intergenerational Planning
  • Sustainable and Responsible Investing
  • Estate Planning Strategies
  • Family Finances
  • Saving for Education
  • Social Security Retirement Benefits
  • Investment Management
  • Retirement Planning Strategies
  • Insurance
  • Executive Compensation and Benefit Strategies
  • Retirement Income Strategies
30
Years of Experience
This number may include years as a financial advisor, and/or experience as a registered representative.

Qualifications

  • CKA® Certified Kingdom Advisor®
  • RFC® Registered Financial Consultant
  • FINRA Series 4 - Registered Options Principal Examination
  • FINRA Series 7 - General Securities Representative Examination
  • FINRA Series 24 - General Securities Principal Examination
  • FINRA Series 53 - Municipal Securities Principal Examination
  • FINRA Series 62 - Corporate Securities Limited Representative Examination
  • FINRA Series 63 - Uniform Securities Agent State Law Examination
  • FINRA Series 65 - Uniform Investment Adviser Law Examination
  • Insurance Licenses - Accident, Health & Life

Education

  • Bachelor of Science - Western New England University, Springfield Massachusetts
  • Notre Dame High School - Lawrenceville, New Jersey

Interests

  • Actively participating in helping my community
  • Spending time with my family and friends
  • Playing Golf
  • Boating
  • Competitive Shooting with Skeet, Trap & Steel
  • Cooking
  • Volunteer Work
  • Fishing

Community participation

Awards & recognition

  • Ameriprise Circle of Success, 2014-2015, 2017-2018, 2019-2020
  • Five Star Wealth Manager, 2016 - 2017

Previous experience

  • Registered Principal - Sterne Agee Financial Services, Inc., member FINRA,SIPC, 2/2008-07/2013
  • President & COO - Principle Advisors, Inc., member FINRA, SIPC, 09/2004-02/2008
  • Branch Manager - Emmett A. Larkin Co., Inc., member FINRA, SIPC, 11/2001-09/2004
  • Vice President - Weatherly Securities Corp., member FINRA, SIPC, 01/1999-11/2001
  • Registered Representative - Taglich Brothers, Inc., member FINRA, SIPC, 03/1994-01/1999