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Terry Lee Smallwood, Financial Advisor serving the Lexington, KY area - Ameriprise Advisors

Terry Lee Smallwood

Financial Advisor

Cardinal Pointe Financial Group
28
Years of Experience
This number may include years as a financial advisor, and/or experience as a registered representative.
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Background and qualification information is available at FINRA’s BrokerCheck website. | Ameriprise Financial Services, LLC Client Relationship Summary Disclosure.

Areas of focus

  • Wealth Preservation Strategies
  • Estate Planning Strategies
  • Investment Management

Education

  • B.S. Accounting, Union College, Barbourville, KY
  • B.S. Business Administration, Union College, Barbourville, KY

Awards & recognition

  • Cardinal Pointe Financial Group, Forbes Best-in-State Wealth Management Teams, 2025
  • Cardinal Pointe Financial Group, Ameriprise Client Experience Award, 2022-2023

Previous experience

  • First Vice President - Investment Officer, Wells Fargo, 2003-2019
  • Vice President - Investments, Prudential, 1997-2003
  • Business Broker, Bluegrass Business Brokers Inc., 1996-1997
  • Vice President - Finance, James River Coal Service Company, 1974-1995

Community participation

Alzheimer’s touched my family personally when my grandmother passed from the disease. Through that experience, I saw the need for research and support for caregivers. I have served on the Greater Kentucky/Southern Indiana chapter of the Alzheimer’s Association for 25 years. I serve on the board of trustees for Union College in Barbourville, Kentucky, because I feel strongly about the importance of education, and I want to give back to my alma mater.

Interests

When I’m not working through financial goals and plans with clients, I enjoy being outdoors, golfing, and playing tennis.

My photos

2 albums
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Honored to be recognized by Forbes

I’m excited to share that my team has been named to the 2025 Forbes Best-in-State Wealth Management Teams list. This list includes top teams from across the industry who are committed to helping their clients stay focused on their long-term financial goals. Thank you to our clients for trusting us with your financial futures. And thank you to my remarkable team – your dedication inspires me every day.

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Terry Lee Smallwood may only conduct securities business with residents of states in which the advisor is properly registered. Please refer to FINRA's BrokerCheck website for a list of those states.

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Investment advisory products and services are made available through Ameriprise Financial Services, LLC, a registered investment adviser.

Securities offered by Ameriprise Financial Services, LLC. Member FINRA and SIPC.

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