Our advisors

Our team

Kimberly M. Whaley

Kimberly M. Whaley

Client Relationship Manager

Personal Intro

Kim is an avid UK fan and spends any free time she can find with her daughters, Kaitlyn and Elena.

She also previously served in the Army Reserves (thanks for your service, Kim!).

Qualifications

  • B.S. from Morehead State University
  • MBA from Thomas More University
  • Series 7 and 63 securities licenses

Roles & Responsibilities

  • Manages the client on-boarding process to ensure a smooth transition.
  • Educates clients on the use of our online client portal, "Secure Site".
  • Coordinates the work flow for insurance needs.
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Mary B. Smith

Financial Planning Assistant

Personal Intro

Mary has over twenty years of administrative experience supporting high level executive staff in the financial services industry. She loves reading, cross-stitch, and a nice cup of Dunkin' Donuts coffee! But most of all, Mary and her husband Kenny love spending time with their three grandchildren.

Roles & Responsibilities

  • Mary is responsible for maintaining and tracking the workflow of our financial planning process, documenting advice and providing executive summaries.
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